Who we are.

SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Financial Group (SMFG), one of the world's largest global financial institutions. Based in New York City, we provide financial products and services to global institutional clients, focusing on especially North America and Latin America.

SMBC Nikko Securities America, Inc. is a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB).

We engage in the following business lines with institutional clients:

  • Securities broker-dealer in Japanese equities
  • Executing Corporate Buybacks for US corporations
  • Capital markets: Arrange and execute the underwriting of securities
  • Fixed income sales and trading
  • Asset securitization: Market and arrange asset-backed financing facilities
  • Mergers and acquisitions (M&A) - Advisory services